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Compliance Management

Home Compliance Management
OUR SERVICES IN COMPLIANCE MANAGEMENT
What do We Offer as Compliance Management?

Every international bank has its own policies outlining with whom they do business with. Financial Crime Compliance, including Customer Due Diligence (CDD), Know Your Customer (KYC), Transaction Monitoring, Sanctions and PEP Screening are some of the key activities that band and institutions will perform on you.

Tighter compliance regulations have challenged financial institutions in a variety of ways. Compliance risk approach has become one of the most significant ongoing concerns for financial-institution executives. This model has offered a limited understanding of the business operations and underlying operations.

The need for more accurate and efficient “Know Your Customer (KYC)” demands are growing, with banks also in non-banking financial institutions.

Our strategy
Gemana as Compliance Managers

We can handle everything from meeting anti-money laundering obligations to managing compliance related to complex corporate structures.

Our each team members are well experienced and have a complete understanding of local and international legislative environments.
We respond to your all queries quickly and pragmatically, and always in total confidence.

We take great pride in our compliance management, ensure proper regulation and risk assessment.

Our Service for Individuals and Private Companies

  • Analysis of clients banking needs such as the best banks, most suited banking law and the jurisdictions.
  • Case analysis with the selected bank.
  • Drafting the individual KYC and Due Diligence under the selected bank standards and forms.
  • Drafting the KYC and Due Diligence of the corporate entity under the selected bank standards and forms.
  • Collecting and processing personal or corporate documents.
  • Introducing to bank relationship managers /officers.
  • Meeting arrangement for collecting signatories for the clients at our office, at their home or in a most convenient place.
  • Preliminary compliance management.

Our Service for Funds and Regulated Entities

  • Analysis of banking needs such as the best banks, most suited banking law and the jurisdictions.
  • Case analysis with the selected bank.
  • Drafting the individual KYC and Due Diligence under the selected bank standards and forms.
  • Drafting the KYC and Due Diligence of the corporate entity under the selected bank standards and forms.
  • Collecting and processing personal or corporate documents.
  • Introducing to bank relationship managers /officers.
  • Meeting arrangement for collecting signatories for the clients at our office, at their home or in a most convenient place.
  • Preliminary compliance management.
  • Providing Anti-Money Laundering Compliance Officers (AMLCO), Deputy Anti-Money Laundering Compliance Officer (DMLRO) and Money Laundering Reporting Officer (MLRO).
  • Perform anti-money laundering verification of identity (AML) and Know-Your-Customer (KYC) checks and procedures.
  • Provide the AEOI Services.
  • Adoption of a risk-based approach to identify, assess and determine the level of money laundering and terrorist financing.
  • Internal controls and communication for the ongoing monitoring of business relationships with applicants for business, including sanctions and non-compliant jurisdiction checks, and an internal audit function to assess and test the procedures.